Helping Financial Leaders Navigate Risk, Protect Value, and Act with Confidence
In today’s dynamic financial landscape, reputational risk, regulatory scrutiny, and opaque counterparties can undermine even the most sophisticated strategies. Mintz Group supports banks, asset managers, pension funds, hedge funds, private equity firms, venture capital funds, and institutional investors with intelligence that informs decision-making, strengthens compliance, and protects enterprise value.
Our work helps clients navigate complex transactions, evaluate counterparties, and respond to governance challenges. Whether preparing for a deal, assessing fund managers, or managing activist pressure, we deliver discreet, defensible, and decision-ready insights tailored to the demands of global financial markets.
We conduct enhanced due diligence that goes beyond standard checks—combining public records research, litigation analysis, and discreet source inquiries to:
- Validate source of wealth
- Reveal hidden corporate ownership structures
- Identify political exposure and sanctions risk
Mintz Group also supports clients in high-stakes disputes, including asset tracing, judgment enforcement, and litigation-driven investigations. We help locate hidden assets, map complex ownership structures, and uncover fraudulent transfers—critical for recovery efforts in distressed debt, insolvency, and cross-border litigation.
What We Help Clients Solve
Enhanced Customer & Client Due Diligence
Investigate customers, counterparties, and acquisition targets to validate source of wealth, uncover hidden ownership, and identify political or sanctions exposure—helping clients comply with AML, KYC, and FCPA requirements.
Executive & Fund Manager Vetting
Vet fund managers, board candidates, and senior executives to identify undisclosed conflicts, past misconduct, and reputational risks—supporting informed leadership decisions.
Shareholder Activism & Governance Intelligence
Prepare for activist campaigns and proxy contests by mapping networks, analyzing tactics, and uncovering affiliations—informing board strategy and investor engagement.
Creditor & Debtor Screening & Asset Tracing
Assess the credibility and financial condition of distressed counterparties and trace assets to support litigation strategy, enforcement planning, and recovery efforts.
Investment & Fund-Level Risk
Vet portfolio companies, co-investors, and management teams to identify liabilities and compliance concerns that could impact fund performance or LP confidence.
Regulatory & Compliance Support
Trace beneficial ownership and political exposure to support AML, KYC, FCPA, and ESG compliance—powered by industry-leading tools and trusted global data sources for scalable, auditable intelligence.
