Targeted Reviews That Support AML, KYC, FCPA, Sanctions, ESG, and Workplace Compliance Obligations with Auditable, Decision-Ready Findings
Clarity in a Complex World
Compliance isn’t just a box to check—it’s a moving target. Global regulations around AML, KYC, FCPA, sanctions, ESG, and workplace standards evolve constantly, and failure to meet them can result in severe penalties and reputational harm. Internal teams need investigative rigor and auditable processes to satisfy regulators and protect stakeholders.
Mintz Group delivers targeted reviews and program assessments that clarify fact patterns, triage risk, and strengthen governance frameworks. Our work combines trusted global data sources, advanced analytics, and on-the-ground insight to produce findings that withstand regulatory scrutiny and board-level review.
"Mintz integrated seamlessly with our third-party compliance program—conducting broad red-flag sweeps and deep-dive diligence on select counterparties. They helped us keep compliant with KYC requirements."
Chief Compliance Officer
Global Financial Institution
"Mintz didn’t just check boxes—they uncovered risks we didn’t know existed and strengthened our entire compliance framework."
Head of Complianc
Leading National Research University
How We Deliver Confidence in Compliance Decisions
Counterparty & Case Backgrounding
Clarify fact patterns to meet regulatory scrutiny.
Compliance Program Review & Development
Assess existing frameworks and design robust compliance programs to strengthen governance and meet evolving regulatory standards.
Risk Triage & Escalation
Actionable findings tied to policies, controls, and disclosures.
Data-Driven Rigor
Powered by market-leading tools and trusted global data sources for scale and transparency.
On an ongoing basis, we conduct anti-corruption due diligence investigations for a global bio-pharmaceutical company on CROs, distributors, CMOs, and CDMOs, including interviews with industry sources and background investigations on principals and shareholders—commensurate with their level of risk.
A global manufacturer retained Mintz to review a fast-growing supplier after quality issues emerged. We traced beneficial ownership to a sanctioned intermediary and identified compliance red flags at a subcontractor. The client transitioned production, updated supplier codes, and avoided regulatory exposure.
A national energy company engaged us to investigate a joint venture partner in West Africa accused of bribery. We traced improper payments through local agents and flagged FCPA exposure, enabling our client to terminate the relationship and self-disclose.
An industrials firm engaged Mintz to verify end-use claims for customers in a dual-use sector. Source inquiries and routing analysis flagged elevated diversion risk; the client tightened onboarding, revised shipping routes, and secured export control approvals.
